Securities and Financings

Sophos assists clients to raise and obtain working and investment capital for their businesses by designing employee stock plans, and structuring private stock offerings and debt financings that comply with state and federal securities registration requirements.

Sophos regularly prepares and reviews the following documents:

  • Private placement memoranda
  • Stock purchase agreements
  • Accredited investor questionnaires
  • Term sheets and letters of intent
  • Convertible debentures
  • Investor rights agreements
  • Employee stock option plans
  • Stock option agreements
  • Restricted stock plans
  • Restricted stock agreements